首页/百科/英文财经词汇/交易/文章详细

Uptick Rule

外汇网2021-06-19 14:36:11 100
A former rule established by the SEC that requires that every short sale transaction be entered at a price that is higher than the price of the pvious trade. This rule was introduced in the Securities Exchange Act of 1934 as Rule 10a-1 and was implemented in 1938. The uptick rule pvents short sellers from adding to the downward momentum when the price of an asset is already experiencing sharp declines.

The uptick rule is also known as the "plus tick rule".

The SEC eliminated the rule on July 6, 2007, but in March of 2009, following a conversation with SEC Chair Mary Schapiro, Rep. Barney Frank of the House Financial Services Committee said that the rule could be restored. Frank's conversations were spurred by a call for the return of the rule by several members of Congress and legislation reintroduced on January 9, 2009, for its reinstatement. On April 9, 2009, the SEC approved the release of five proposals for reinstating the uptick rule, which will each be put out for a 60-day public comment period.

By entering a short sale order with a price above the current bid, a short seller ensures that his or her order is filled on an uptick. The uptick rule is disregarded when trading some types of financial instruments such as futures, single stock futures, currencies or market ETFs such as the QQQQ or SPDRs. These instruments can be shorted on a downtick because they are highly liquid and have enough buyers willing to enter into a long position, ensuring that the price will rarely be driven to unjustifiably low levels.

标签:

随机快审展示
  • 快审 黄金大涨痛跌为何你总是把握不住
  • 快审 涨超3%!原油价格绝地反击,Goldman Sachs保持80美元计划价
  • 快审 1012 叶秋 昨天适当盈利1单5美金!婉拒马后炮
  • 快审 10.7星期四黄金夜里操作策略,团队免费体验!
  • 快审 11.20-黄金上升偃旗息鼓、面对4浪调动期,下周黄金行情分析!
  • 快审 欧元远未迈出窘境——荷兰合作银行
  • 快审 9.21黄金 原油德指 纳指 道指 策略分析
  • 快审 3.23黄金短线遇阻,原油买方再崛起!
  • 快审 9.4黄金下星期一怎么看?非农就业报告解析及下周行情预期
  • 快审 黄金晚盘1778进多,日线图结构决定明日交易方向
  • 快审 1.6-1.7环球原油黄金星期五开盘操作策略指导及非农就业报告分析
  • 快审 一哥点金3.14黄金现价1978左右空
  • 快审 4.8黄金震荡偏多,原油看摸底回涨!
  • 快审 2.24黄金按计划1890左右准备高达1910一线4H上缘开口打开更大空间!
  • 快审 美元企稳 商品币种回弹
  • 快审 环球黄金多空趋势分析行情及黄金策略指导交易参考
  • 快审 2022.3.31 金汇涯 黄金晚盘交易参考
  • 快审 3.20周评,美联储完美收官,下周原油黄金行情策略分析!
  • 快审 12.4黄金错过非农不可怕!你还要错过下周利润?
  • 快审 12.6黄金短线震荡,今日行情分析及交易参考
  • 快审 9.28黄金现货,原油日间最新行情分析,交易参考,黄金行情怎么看,多空怎么操作,在线布局