National Securities Markets Improvement Act - NSMIA

外汇网2021-06-19 13:55:05 50

Passed by the U.S. Congress in 1996, the NSMIA was an attempt to update and amend pvious security acts and create one uniform code that companies and regulators could follow.

|||This bill deals with securities, brokers, advisors, and dealers. Its goal is to provide a federally imposed set of rules, instead of having to deal with each inpidual state's rules and regulations.

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